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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-05-01 |
| PA | RA | APPROVED | 2024-03-21 |
| VT | RA | APPROVED | 2024-03-20 |
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
2040 Boston Post Road, Larchmont, NY 10538 • United States
850 Main Street, Bridgeport, CT 06604 • United States
37 Bennington Square, Bennigton, VT 05201 • United States
450 Broad Street, Montoursville, PA 17754 • United States
Fairfield, CT • United States
75 Gold Star Boulevard, Worcester, MA 01605 • United States
115 South Ridge Street, Rye Brook, NY 10573 • United States
60 June Road, North Salem, NY 10560 • United States
794 West Lakeshore Drive, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 11/2013 | 08/2022 |
| People's United Advisors, Inc | Bridgeport | CT | 06/2018 | 08/2022 |
| Lpl Financial Llc | Bridgeport | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors at M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date: 08/18/2022 - 160 Hours Per Month/150 Hours During Securities Trading. 2. 08/18/2022 - No Business Name - Investment Related - Killeen, TX 76549 - Real Estate Rental - Owner - Start Date: 06/16/2022 - 0 Hours Per Month/0 Hours During Securities Trading - Rental Income, owner of property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-22 |
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