Mark Benjamin Konrardy

Current Employers

Employment History

• 03/2008 → 04/2020
  The Prudential Company Of America
  Dubuque, IA
• 04/2008 → 04/2020
  Prudential Investment Management Services Llc
  Dubuque, IA
• 05/2019 → 04/2020
  Prudential Customer Solutions Llc
  Dubuque, IA
• 03/2021 → 11/2021
  Empower Retirement
  Dubuque, IA
• 04/2020 → 03/2021
  Unemployed
  Dubuque, IA
• 12/2021 → 01/2024
  Cuna Mutual Group
  Waverly, IA
• 12/2021 → 01/2024
  Cuna Brokerage Services, Inc
  Waverly, IA
• 05/2022 → 08/2025
  Lpl Financial Llc
  Dubuque, IA
• 08/2025 → Present
  Lpl Financial Llc
  Dubuque, IA
• 12/2021 → 12/2023
  Trustage Wealth Management
  Dubuque, IA
• 01/2024 → 07/2025
  Db&T Investment Services
  Dubuque, IA
• 08/2015 → Present
  Richmond Investment Services Llc
  Dubuque, IA
• 08/2025 → Present
  Richmond Investment Services Llc
  Dubuque, IA

Previous Registrations

• 2022-05-18 → 2025-07-31
  Lpl Financial Llc
  Davenport, IA
  Dubuque, IA
  Bettendorf, IA
  Bettendorf, IA
  Monticello, IA
  Maquoketa, IA
  Dwyersville, IA
  Bettendorf, IA
  Edlridge, IA
  Moline, IL
  Davenport, IA
  Dubuque, IA
• 2021-12-02 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Davenport, IA
  Dubuque, IA
• 2021-03-08 → 2021-11-22
  Empower Advisory Group, Llc
  Dubuque, IA
  Greenwood Village, CO
• 2019-05-31 → 2020-04-20
  Prudential Select Strategies Llc
  Dubuque, IA
• 2008-04-09 → 2018-12-31
  Global Portfolio Strategies, Inc.
  Hartford, CT
  Dubuque, IA
• 2006-03-28 → 2008-03-18
  U.S. Bancorp Investments, Inc.
  Dubuque, IA
  Dubuque, IA
  Galena, IL
  Dubuque, IA
  Galena, IL
  Dubuque, IA
• 2003-02-28 → 2003-11-19
  Prudential Retirement Brokerage Services, Inc.
  Dubuque, IA

Other Businesses

1- 08/25/2025 / Richmond Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) Start date: 08/25/2025 2- 08/25/2025 / Goldfinch Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) Start date: 08/25/2025 3. 10/06/2025 - Goldfinch Wealth Management - Registered Investment Advisor DBA - At reported business location(s) - Inv rel - Start date: 08/25/2025 - 160 hrs/mnth 40 hrs during Trading 4. 10/06/2025 - Richmond Investment Services LLC - Registered Investment Advisor Hybrid - At reported business location(s) - Inv rel - Start date: 08/25/2025 - 160 hrs/mnth 40 hrs during Trading . I provide investment advisory services through Richmond Investment Services, LLC, an independent investment advisor firm. I started this business activity in 8/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-27
• S63 Uniform Securities Agent State Law Examination
  2001-04-20