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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
NJ RA APPROVED 2019-06-20
TX RA APPROVED 2019-06-19
  • NY RA
    APPROVED
    Since 2021-03-31
  • NJ RA
    APPROVED
    Since 2019-06-20
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

300 Airborne Parkway Ste 216, Cheektowaga, NY 14225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Cheektowaga NY 01/2013 06/2019
Foresters Financial Services Buffalo NY 05/2015 06/2019
Cetera Investment Services Llc Cheektowaga NY 06/2019 Present
Cetera Investment Advisers Llc Cheektowaga NY 06/2019 Present
  • 01/2013 → 06/2019
    Foresters Advisory Services
    Cheektowaga, NY
  • 05/2015 → 06/2019
    Foresters Financial Services
    Buffalo, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    Cheektowaga, NY
  • 06/2019 → Present
    Cheektowaga, NY
Previous Registrations
  • 2014-12-16 → 2019-06-21
    Foresters Advisory Services, Llc
    Cheektowaga, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-14
S63 Uniform Securities Agent State Law Examination 2001-02-07
  • S65 Uniform Investment Adviser Law Examination
    2014-11-14
  • S63 Uniform Securities Agent State Law Examination
    2001-02-07

View on SEC IAPD

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