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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
| NJ | RA | APPROVED | 2019-06-20 |
| TX | RA | APPROVED | 2019-06-19 |
Branch Locations
300 Airborne Parkway Ste 216, Cheektowaga, NY 14225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Advisory Services | Cheektowaga | NY | 01/2013 | 06/2019 |
| Foresters Financial Services | Buffalo | NY | 05/2015 | 06/2019 |
| Cetera Investment Services Llc | Cheektowaga | NY | 06/2019 | Present |
| Cetera Investment Advisers Llc | Cheektowaga | NY | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-07 |
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