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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-08-09
  • CA RA
    APPROVED
    Since 2016-08-09

Branch Locations

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Emeryville CA 08/2016 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2013-01-02 → 2016-07-01
    Msi Financial Services, Inc.
    Walnut Creek, CA
    Carlsbad, CA
    Carlsbad, CA
    Carlsbad, CA
    Pleasant Hill, CA
    Carlsbad, CA
    Vacaville, CA
    Danville, CA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-05
S63 Uniform Securities Agent State Law Examination 2001-05-18
  • S65 Uniform Investment Adviser Law Examination
    2012-10-05
  • S63 Uniform Securities Agent State Law Examination
    2001-05-18
Other Names
  • David William Conlin
  • David W Conlin

View on SEC IAPD

Other Firms

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