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Maria Angela Reyes

Rbc Capital Markets, LLC

Lake Forest, IL

Chicago, IL

Chicago, IL

CRD 4324387

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-29
IL RA APPROVED 2022-10-28
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • IL RA
    APPROVED
    Since 2022-10-28

Branch Locations

950 N. Western Avenue Suite 200, Lake Forest, IL 60045-1734 • United States

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pwm Chicago IL 03/2019 10/2022
Rbc Capital Markets, Llc Chicago IL 10/2022 Present
Ubs Financial Services Inc Chicago IL 03/2016 03/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-08
S63 Uniform Securities Agent State Law Examination 2008-11-07
  • S66 Uniform Combined State Law Examination
    2013-10-08
  • S63 Uniform Securities Agent State Law Examination
    2008-11-07
Other Names
  • Maria Angela Garcia
  • Maria Angela Reyes
  • Maria Reyes Garcia
  • Maria Reyes Garcia

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC

Nearby Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu

Nearby Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL

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