Marc Lawrence Delphine

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 10/2016
  Edward Jones
  St. Louis, MO
• 05/2017 → 07/2021
  Pruco Securities, Llc
  Phoenix, AZ
• 05/2017 → 04/2022
  The Prudential Insurance Company Of America
  Tolleson, AZ
• 10/2016 → 05/2017
  Unemployed
  Seattle, WA
• 07/2021 → 04/2022
  Prudential Investment Management Services Llc
  Tolleson, AZ
• 04/2022 → Present
  Gwfs Equities, Inc.
  Hartford, CT

Previous Registrations

• 2017-05-25 → 2021-08-11
  Pruco Securities, Llc.
  Mercer Island, WA
  Phoenix, AZ
  Spokane, WA
• 2016-06-10 → 2016-10-20
  Edward Jones
  Seattle, WA
  Seattle, WA
  Seattle, WA
  St Louis, MO
  Seattle, WA
• 2013-11-21 → 2015-12-31
  Equality Funds, Inc.
  Seattle, WA
• 2013-01-24 → 2013-08-23
  Integrity Financial Corporation
  Jackson, WY
• 2011-06-03 → 2012-09-12
  Transamerica Financial Advisors, Llc
  Tigard, OR
• 2009-06-24 → 2011-05-23
  Foresters Equity Services, Inc.
  Aloha, OR
  Sherwood, OR
  West Linn, OR

Other Businesses

1) Legal Shield~1 Pre-Paid Way, Ada, OK 74820~sales of membership clients who need legal questions answered~N~sales~05/2009~0 hrs/mo~0 trading hrs/mo|Hartford Ins Co Of Midwest|Midland Nat'l Life Ins Co 102331. 2) Grand Canyon University / Adjunct Professor. Educating college students on basic economics. 20 hours per month; 0 during normal business hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-19
• S65 Uniform Investment Adviser Law Examination
  2004-11-19
• S63 Uniform Securities Agent State Law Examination
  2001-01-29