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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-29 |
Branch Locations
1610 E Marion St Ste 150 Lakeside Commons Complex, Shelby, NC 28150 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Shelby | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Shelby | NC | 11/2016 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; NORTH CAROLINA; START DATE 4/10/2006; 0 HOURS PER MONTH. 3D AUTO SALES; INV RELATED; ELLENBORO, NC; 1% OWNERSHIP; START 09/08/2023; 1 HOUR PER MONTH; ) HOURS DURING TRADING; SIGN CAR TITLES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-15 |
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