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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-10-04
TX RA APPROVED 2019-10-04
  • OK RA
    APPROVED
    Since 2019-10-04
  • TX RA
    APPROVED
    Since 2019-10-04

Branch Locations

6821 N. Broadway, Edmond, OK 73034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Big Rack Ranch Wellston OK 03/2014 Present
Arvest Wealth Management Edmond OK 06/2016 07/2017
Arvest Wealth Management Oklahoma City OK 08/2017 08/2018
Fsc Securities Edmond OK 08/2018 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
  • 2018-08-14 → 2019-10-10
    Fsc Securities Corporation
    Edmond, OK
  • 2016-06-10 → 2018-05-21
    Edmond, OK
    Del City, OK
    Oklahoma City, OK
    Edmond, OK
    Oklahoma City, OK
    Oklahoma City, OK
  • 2012-10-01 → 2016-06-27
    Oklahoma City, OK
    Choctaw, OK
  • 2006-07-27 → 2012-10-01
    Chase Investment Services Corp.
    Yukon, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Oklahoma City, OK
    Choctaw, OK
  • 2006-01-03 → 2006-08-23
    First Independent Advisory Services, Inc.
    Edmond, OK
  • 2003-10-22 → 2003-12-31
    Msi Financial Services, Inc.
    Oklahoma City, OK
  • 2002-07-12 → 2003-08-01
    Morgan Stanley Dw Inc.
    Oklahoma City, OK
Other Businesses

1.BIG RACK INVESTMENTS LLC, 325 DRIPPING SPRINGS DR, EDMOND, OK, 8/2016 AS RENTAL PROPERTY OWNER. NIR - 2/MO - 0/TRADING. 2. Tim Mills, Edmond, OK, 73034, 08/01/2018, Insurance Agent, Insurance/Benefits/Human Resources, IR, 2 HR/MO, 2 HR/MO TRADING 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. FOUR LEAF WINE AND SPIRITS, 6833 N BROADWAY, EDMOND OK, LIQUOR STORE, OWNER, 10/14/20, NIR, 5/WK- 0/TRADING 5. DBA: FOUR LEAF WEALTH MANAGEMENT, 6821 N Broadway, Edmond OK 73034, United States, 02/27/2023, IAR, DBA, INV REL, 160 HR/MO - 130 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-19
S63 Uniform Securities Agent State Law Examination 2001-04-13
  • S65 Uniform Investment Adviser Law Examination
    2002-06-19
  • S63 Uniform Securities Agent State Law Examination
    2001-04-13
Other Names
  • Tim Mills

View on SEC IAPD

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