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Current Employers
Amj Financial Wealth Management Llc

44160 Scholar Plaza Suite 490, Leesburg, VA 20176 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-09-27
  • VA RA
    APPROVED
    Since 2018-09-27

Branch Locations

44160 Scholar Plaza Suite 490, Leesburg, VA 20176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Norcross GA 01/2015 Present
Amj Financial Wealth Management, Llc Leesburg VA 01/2015 Present
Previous Registrations
  • 2015-02-26 → 2018-09-14
    Leesburg, VA
  • 2009-09-08 → 2013-02-20
    Waddell & Reed
    Vienna, VA
  • 2005-11-14 → 2009-06-17
    Td Ameritrade, Inc.
    Reston, VA
  • 2006-06-07 → 2009-06-17
    Td Ameritrade Investment Management, Llc
    Reston, VA
  • 2001-04-17 → 2005-11-01
    Legg Mason Wood Walker, Incorporated
    Mclean, VA
Other Businesses

1)OUTSIDE INSURANCE SALES;NOT INVESTMENT RELATED;ADDRESS VARIES;OUTSIDE (DIRECT) INSURANCE SALES;INSURANCE SALES;1/2015;8-10 HRS/MONTH;.25 HRS DURING TRADING;OFFERING INSURANCE SOLUTIONS TO CLIENTS AS NEEDED 2)REGISTERED REPRESENTATIVE OF OSAIC. A REGISTERED BROKER/DEALER LO ACTED AT 5185 PEACHTREE PARKWAY, SUITE 280, NORCROSS, GA, BEGAN 1-5-15 AND INVOLVES APPROXIMATELY 25% OF A 40 HOUR WEEK. 3)INDEPENDENT INSURANCE AGENT POSITION: Director of Financial Planning NATURE: Licensed insurance agent with active Virginia Life & Health License for placing business through Highland Capital Brokerage, insurance brokerage. Commissions flow through to firm and I am not compensated for insurance recommendations or coverage placed or in force. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 44160 Scholar Plaza #490, Leesburg VA 20176, United States DESCRIPTION: In our hybrid, dual-registered firm capacity, I periodically provide insurance related recommendations and quotes that our clients can implement on their own to purchase insurance with or without our assistance through Highland Capital Brokerage, our insurance brokerage.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-12
  • S66 Uniform Combined State Law Examination
    2001-02-12
Designations

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