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Teresa J Proano

Raymond James & Associates, Inc.

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-10
CA RA APPROVED 2024-10-29
  • TX RA
    APPROVED
    Since 2025-10-10
  • CA RA
    APPROVED
    Since 2024-10-29

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rolling Hills Estates CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 11/2016 10/2024
Raymond James & Associates, Inc Newport Beach CA 10/2024 Present
Previous Registrations
  • 2008-03-04 → 2024-09-26
    Wells Fargo Clearing Services, Llc
    El Segundo, CA
    Rolling Hills Estates, CA
    Long Beach, CA
    Seal Beach, CA
  • 2006-05-24 → 2007-11-05
    Wells Fargo Investments, Llc
    Long Beach, CA
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-23
S63 Uniform Securities Agent State Law Examination 2002-08-08
  • S66 Uniform Combined State Law Examination
    2006-05-23
  • S63 Uniform Securities Agent State Law Examination
    2002-08-08
Other Names
  • Teresa Jesus Proano

View on SEC IAPD

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OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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