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Joseph Louis Valdivia

Raymond James Financial Services Advisors, Inc

Tacoma, WA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-17
  • WA RA
    APPROVED
    Since 2025-04-17

Branch Locations

1201 Pacific Avenue Suite 600, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Capital Services, Inc. Woodland Hills CA 10/2011 10/2020
The Leaders Group, Inc. Littletonc CO 09/2022 05/2023
Unemployed Gig Harbor WA 10/2020 09/2022
Edward Jones St Louis MO 07/2023 04/2025
Raymond James Financial Services, Inc. Tacoma WA 04/2025 Present
Raymond James Financial Services Advisors, Inc. Tacoma WA 04/2025 Present
Chambers Bay Financial Services Tacoma WA 04/2025 Present
  • 10/2011 → 10/2020
    Aig Capital Services, Inc.
    Woodland Hills, CA
  • 09/2022 → 05/2023
    The Leaders Group, Inc.
    Littletonc, CO
  • 10/2020 → 09/2022
    Unemployed
    Gig Harbor, WA
  • 07/2023 → 04/2025
    Edward Jones
    St Louis, MO
  • 04/2025 → Present
    Raymond James Financial Services, Inc.
    Tacoma, WA
  • 04/2025 → Present
    Raymond James Financial Services Advisors, Inc.
    Tacoma, WA
  • 04/2025 → Present
    Chambers Bay Financial Services
    Tacoma, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-26
  • S66 Uniform Combined State Law Examination
    2023-07-26
Other Names
  • Joseph L. Valdivia
  • Joseph Valdivia
  • Joseph Valdivia
  • Joseph L Valdivia

View on SEC IAPD

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