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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-01-17
  • IL RA
    APPROVED
    Since 2013-01-17

Branch Locations

318 N. First Street, Rockford, IL 61107 • United States

223 S Chicago Ave Suite 1, Freeport, IL 61032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments Inc Madison WI 08/2007 Present
Integrity Investments Freeport IL 08/2007 Present
Previous Registrations
  • 2001-04-19 → 2007-08-08
    A. G. Edwards & Sons, Inc.
    Rockford, IL
    Rockford, IL
Other Businesses

1)Integrity Investments - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)Chicago Port Authority, LLC | 223 E. Chicago Avenue, Freeport, IL 61032 | Owner | Description: Manage rental spaces | Beginning 10/2017 | 120 hours per month, 5 during trading hours | Paid position | Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-09
  • S66 Uniform Combined State Law Examination
    2001-03-09
Other Names
  • Rocky Zuberbuhler

View on SEC IAPD

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