Joseph Sean Arnold

Current Employers

Employment History

• 05/2009 → 11/2017
  National Planning Corporation
  Westlake, OH
• 11/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-05-28 → 2017-11-06
  National Planning Corporation
  Fairview Park, OH
  Glastonbury, CT
  Westlake, OH
• 2007-05-03 → 2009-05-22
  Dawson Wealth Management
  Cleveland, OH
• 2006-03-24 → 2009-03-23
  Cetera Advisors Llc
  Cleveland, OH
  Pepper Pike, OH

Other Businesses

1. FOUNDATION WEALTH ADVISORS LLC, 810 SHARON DR, STE 100, WESTLAKE, OH, 5/19/2009 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/MO - 1/TRADING HR. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 11/01/17. 3. FOUNDATION WEALTH ADVISORS, LLC, 810 SHARON DR, STE 100, WESTLAKE, OH, IAR, DBA Name, 05/19/09, INV REL, 200 HR.MO- 200/TRADING HR. 4. LARAINE M ARNOLD, 9012 TORRANCE AVE, BROOKLYN OH, BENEFICIARY, 02/01/01, INV REL, 1 HR/YR- 1/TRADING HR. 5. FOUNDATION WEALTH ADVISORS, LLC, 810 SHARON DR, STE 100, WESTLAKE, OH PRESIDENT/CEO 05/19/09 INV REL, 50 HR/WK- 50/TRADING HR. 6. LAKEWOOD COUNTRY CLUB, 2613 Bradley Rd., Suite 100, Westlake OH 44145, 03/2023, Board Member, Oversee Club Operations, NIR, 4 HR/MO - O HR/MO TRADING. 7. INTERDEPENDENT ADVISORS, 810 Sharon Dr., Suite 100, Westlake, OH 44145, 07/2026, Agent, DBA Name, NIR, 160 HR/MO - 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-07-22
• S63 Uniform Securities Agent State Law Examination
  2002-12-05

Other Names

• Joseph S Arnold