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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Camarillo | CA | 12/2000 | 06/2023 |
| Osaic Wealth, Inc. | Camarillo | CA | 06/2023 | Present |
1) POINT SOUTH INSURANCE POSITION: Insurance Sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2014 ADDRESS: 340 Rosewood Avenue, Suite P, Camarillo CA 93010, United States DESCRIPTION: Sell auto insurance for travel to Mexico, all done over the phone. 2) SENIOR WEALTH CARE INC. POSITION: Secretary/Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 340 Rosewood Ave, Ste P, Camarillo CA 93010, United States DESCRIPTION: This is an entity I receive compensation for my roll as a Registered Assistant to the Michael Brent Hanson.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-19 |
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