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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
TX RA APPROVED_RES 2020-05-01
FL RA APPROVED 2015-05-04
  • NY RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2020-05-01
  • FL RA
    APPROVED
    Since 2015-05-04

Branch Locations

5310 Cypress Center Dr Suite 125, Tampa, FL 33609 • United States

24 Greenway Plaza Suite 1725, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Tampa FL 03/2015 Present
Previous Registrations
  • 2014-04-07 → 2014-07-21
    Invest Financial Corporation
    Appleton, WI
  • 2011-01-24 → 2014-03-26
    Houston, TX
    Windsor, CT
    Tampa, FL
    Raleigh, NC
    Windsor, CT
  • 2006-08-03 → 2010-12-31
    Voya Financial Partners, Llc
    Raleigh, NC
    Tampa, FL
    Tampa, FL
Other Businesses

VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-31
S63 Uniform Securities Agent State Law Examination 2004-10-25
  • S65 Uniform Investment Adviser Law Examination
    2006-07-31
  • S63 Uniform Securities Agent State Law Examination
    2004-10-25
Other Names
  • Keista Lea Miller
  • Keista L Ransom

View on SEC IAPD

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