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Michelle Lee Tverberg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Paul, MN

Edina, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
TX RA APPROVED_RES 2013-02-15
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED_RES
    Since 2013-02-15

Branch Locations

30 E 7Th St, Saint Paul, MN 55101 • United States

6868 France Ave S, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 10/2009 Present
Previous Registrations
  • 2008-07-17 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Winter Park, FL
    Orlando, FL
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-15
S63 Uniform Securities Agent State Law Examination 2001-07-06
  • S66 Uniform Combined State Law Examination
    2008-07-15
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06
Other Names
  • Michelle Ellingson
  • Michelle Lee Tverberg

View on SEC IAPD

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MAIRS & POWER · ST. PAUL, MN
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WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN
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