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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-22
TX RA APPROVED 2025-07-21
  • OH RA
    APPROVED
    Since 2025-07-22
  • TX RA
    APPROVED
    Since 2025-07-21

Branch Locations

7408 Jager Ct, Cincinnati, OH 45230 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

7408 Jager Ct, Cincinnati, OH 45230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Cincinnati OH 05/2009 07/2025
Lpl Cincinnati OH 07/2025 Present
Previous Registrations
Other Businesses

1. 06/2025 - Mullins Taylor Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/21/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-30
  • S66 Uniform Combined State Law Examination
    2002-12-30
Designations

View on SEC IAPD

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