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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-03 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
2372 Sweet Home Rd Suite 6, Amherst, NY 14228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual/United Of Omaha | Syracuse | NY | 09/2000 | 03/2018 |
| Mml Investors Services, Llc | Amherst | NY | 04/2018 | Present |
| Massachusetts Mutual Life Insurance Company | Amherst | NY | 04/2018 | Present |
(1) Name: Samuel R. Gugliuzza Inv rel: Y Add: 2372 Sweet Home Rd Suite 6 Amherst, NY 14228 Nature: Outside Insurance; Health Position: Agent Start date: 2012 No. HR/MO: 32 No. HR/MO during sec trading: 25 (2) Name: Samuel R. Gugliuzza Inv rel: Y Add: 2372 Sweet Home Rd Suite 6 Amherst, NY 14228 Nature: Outside Insurance; Group Health Position: Sales Start date: 2011 No. HR/MO: 5 No. HR/MO during sec trading: 5 (3)Name: SLG Financial Advisors Inv rel: Y Add: 2372 Sweet Home Rd Suite 6 Amherst, NY 14228 Nature: Outside Insurance; Life, Disability, Long-term care , Health and Fixed Annuities, Position: Financial Advisor, Start date: 04/25/2022 No. HR/MO: 1 No. HR/MO during sec trading: 1 (4)Name: Summit Advisory Services LLC, Inv rel: Y Addr: 2372 Sweet Home Rd Ste 6 & 7, Amherst NY 14228, Nature: Partner of LLC for pass through compensation, Position: Partner, Start: 1/1/2024, No Hr/Mo:180 No Hr/Mo Dur trading: 140, Duties: Professional investment advisor sales, insurance sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-04 |
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