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John P Sweeney

Morgan Stanley

Scranton, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-08
PA RA APPROVED 2024-10-03
  • TX RA
    APPROVED_RES
    Since 2024-10-08
  • PA RA
    APPROVED
    Since 2024-10-03

Branch Locations

111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scranton PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Scranton PA 11/2016 10/2024
Morgan Stanley Smith Barney Llc Scranton PA 10/2024 Present
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Scranton, PA
  • 11/2016 → 10/2024
    Scranton, PA
  • 10/2024 → Present
    Morgan Stanley Smith Barney Llc
    Scranton, PA
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1) TRUSTEE OF TRUST FOR NIECE'S TRUST / INVESTMENT RELATED / TEQUESTA, FL / START 01-JANUARY-2002 / 1 HOUR DEVOTED PER MONTH / 1 DURING TRADING HOURS. (2) TRUSTEE OF TRUST FOR NIECE'S TRUST / INVESTMENT RELATED / TEQUESTA, FL / START 01-JANUARY-2002 / 1 HOUR DEVOTED PER MONTH / 1 DURING TRADING HOURS. (3) RENTAL PROPERTY / INVESTMENT RELATED / TEQUESTA, FL / 50% OWNERSHIP / START APRIL 2015 / 1 HOUR DEVOTED PER MONTH / 0 DURING TRADING HOURS / OWNER. (4) RENTAL PROPERTY / INVESTMENT RELATED / CLARKS SUMMITT, PA / 50% OWNERSHIP / START 30-JUNE-2016 / 2 HOURS DEVOTED PER MONTH / 0 DURING TRADING HOURS / LANDORD. (5) UNIVERSITY OF SCRANTON / INVESTMENT RELATED / SCRANTON, PA / BOARD OF TRUSTEES / FINANCE COMMITTEE / START 01-JUNE-2023 / 5 HOURS DEVOTED PER MONTH / 5 DURING TRADING HOURS / ATTENDING MEETINGS, DISCUSSING UNIVERSITY OPERATIONS, BUDGETS, AUDITS, ADVANCEMENT, CURRICULUM, ENROLLMENT, AND EMPLOYMENT. *613482- University of Scranton; Investment related: No; Scranton, Pennsylvania; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 3; After business hours: 2; Fundraising, Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-30
  • S66 Uniform Combined State Law Examination
    2001-03-30
Other Names
  • J. P. Sweeney
  • John P Sweeney
  • John P Sweeney Jr
  • John P Sweeney
  • John P Sweeney Jr.
  • Jp Sweeney

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