Colin Patrick Canavan

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 03/2016 → Present
  Vanguard Advisers, Inc.
  Malvern, PA
• 05/2022 → Present
  Canavan Investments Llc
  Sun City, AZ
• 12/2024 → Present
  Desert Rock Industries, Llc
  Scottsdale, AZ

Previous Registrations

• 2006-09-13 → 2008-06-17
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: CANAVAN INVESTMENTS LLC INVESTMENT-RELATED ADDRESS: SUN CITY, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: OWNER START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: DESERT ROCK INDUSTRIES, LLC INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: WINERY POSITION: CO-OWNER START DATE: 12/2024 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER DUTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-12
• S63 Uniform Securities Agent State Law Examination
  2004-06-02

Designations

• Certified Financial Planner