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Merica Lynn Chmait

Ubs Financial Services Inc.

Phoenix, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-11
  • CA RA
    APPROVED
    Since 2021-02-11

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Bellevue WA 06/2009 02/2021
Ubs Financial Services Inc Phoenix AZ 02/2021 Present
Previous Registrations
  • 2009-06-01 → 2021-02-11
    Morgan Stanley
    Bellevue, WA
    Kirkland, WA
    Bellevue, WA
  • 2006-02-01 → 2009-06-01
    Citigroup Global Markets Inc.
    Bellevue, WA
  • 2005-02-18 → 2005-11-22
    Wells Fargo Investments, Llc
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-27
  • S66 Uniform Combined State Law Examination
    2004-03-27
Other Names
  • Merica Lynn Mayfield
  • Merica Lynn Zickel
  • Merica Lynn Mayfield
  • Merica Lynn Zickel
  • Merica Lynn Mayfield

View on SEC IAPD

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ROBERT W. BAIRD & CO. INCORPORATED
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Kenneth ALEXANDER Riley
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HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

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