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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-05-30
TX RA APPROVED_RES 2011-01-12
CA RA APPROVED 2001-03-09
  • TN RA
    APPROVED
    Since 2012-05-30
  • TX RA
    APPROVED_RES
    Since 2011-01-12
  • CA RA
    APPROVED
    Since 2001-03-09

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino CA 12/2000 Present
Bank Of America, N.A. Beverly Hills CA 09/2009 Present
Other Businesses

I*26262 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MASON HOLDINGS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: DOTHAN, AL, ALABAMA 36303 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 12/1/2005 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC FOR RENTAL PROPERTY/NONE SYDNEYS STATIONERY 18806 HATTERAS ST #107 TARZANA CA 91356 STARTED: 15-OCT-2006 HOURS PER MONTH: 0 - 20. NONE DURING TRADING. INVESTMENT RELATED. I*74294 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BLACKWELLKING INVESTMENT RELATED: N ADDRESS OF BUSINESS: 106 N. LENA ST. #1, DOTHAN, ALABAMA 36301 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/4/2014 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: MY BROTHER IS BUYING BLACKWELLKING. BLACKWELLKING IS AN SPECIALTY VETERINARY RECRUITING FIRM. I AM THE PRIMARY INVESTOR AND MAY DO SOME CONSULTING. I*80968 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RERUN KIDS INVESTMENT RELATED: N ADDRESS OF BUSINESS: FRANKLIN, TENNESSEE 37067 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 4/1/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COLLECT USED SPORTS EQUIPMENT TO GIVE TO UNDER PRIVILEGED KIDS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-01
  • S66 Uniform Combined State Law Examination
    2001-03-01
Other Names
  • Jeff Morgan Mason

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