Best Investors Account Sign in

Nancy Mousa Michael

LPl Financial LLC

Orange, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-01
  • CA RA
    APPROVED
    Since 2024-05-01

Branch Locations

701 S Parker St Ste 6400, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First American Investments Palos Verdes Estates CA 07/2003 Present
Crown Capital Securities, Lp Orange CA 09/2004 05/2024
First American Management Palos Verdes Estates CA 12/2023 Present
Lpl Financial Llc Fort Mill SC 05/2024 Present
  • 07/2003 → Present
    First American Investments
    Palos Verdes Estates, CA
  • 09/2004 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 12/2023 → Present
    First American Management
    Palos Verdes Estates, CA
  • 05/2024 → Present
    Fort Mill, SC
Previous Registrations
  • 2013-09-17 → 2024-05-01
    Crown Capital Securities, L.P.
    Torrance, CA
    Rancho Palos Verdes, CA
    Torrance, CA
    Redondo Beach, CA
    Orange, CA
    Palos Verdes Estates, CA
Other Businesses

1) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started: 2/7/2024. 2) 05/01/2024 - FIRST AMERICAN INVESTMENTS - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/1/2024 - 160 Hrs/Mo; 100% of Time Spent. 3) 05/01/2024 - No Business Name - Inv Related - Estates, CA - Real Estate Rental - Started: 2/28/2024 - 4 Hrs/Mo; 10% of Time Spent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-03
S63 Uniform Securities Agent State Law Examination 2000-12-20
  • S66 Uniform Combined State Law Examination
    2013-07-03
  • S63 Uniform Securities Agent State Law Examination
    2000-12-20
Other Names
  • Nancy Mousa Michael-Robson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orange, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor