Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First American Investments | Palos Verdes Estates | CA | 07/2003 | Present |
| Crown Capital Securities, Lp | Orange | CA | 09/2004 | 05/2024 |
| First American Management | Palos Verdes Estates | CA | 12/2023 | Present |
| Lpl Financial Llc | Fort Mill | SC | 05/2024 | Present |
1) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started: 2/7/2024. 2) 05/01/2024 - FIRST AMERICAN INVESTMENTS - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/1/2024 - 160 Hrs/Mo; 100% of Time Spent. 3) 05/01/2024 - No Business Name - Inv Related - Estates, CA - Real Estate Rental - Started: 2/28/2024 - 4 Hrs/Mo; 10% of Time Spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-20 |
Reach out to this advisor