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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-06-19 |
Branch Locations
140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fic | Glen Allen | VA | 05/2007 | 06/2019 |
| First Investors Advisory Services Llc | Glen Allen | VA | 08/2012 | 06/2019 |
| Cetera Investment Services Llc | Glen Allen | VA | 05/2019 | Present |
| Cetera Investment Advisers Llc | Glen Allen | VA | 06/2019 | Present |
1. PRESIDENT OF JAMES RIVER PROPERTY OWNERS ASSOCIATION; SET AGENDA FOR BOARD MEETINGS, COMMUNICATE WITH RESIDDENTS AND BOARD MEMBERS, WORK WITH TREASURER TO PREPARE BUDGET; 1 HR/WK 2. GOOCHLAND YOUTH ATHLETICS COACH FOR GOOCHLAND YOUTH ATHLETICS PARKS & REC, 4-5 HRS/WK 3. PRESIDENT OF GOOCHLAND CHAMBER COMMUNITY FOUNDATION, 1/HR/WK 4. PAST PRESIDENT OF GOOCHLAND CHAMBER OF COMMERCE; ATTEND MONTHLY COMMITTEE AND BOARD MEMBER MEETINGS, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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