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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Bellevue | WA | 11/2000 | 11/2024 |
| Lpl Enterprise, Llc | Mercer Island | WA | 11/2024 | Present |
1) 11/14/2024- National Association of Insurance & Financial Advisors- Non-Profit Board Member- Oversee one of the four regions in Washington State for NAIFA. Help recruit new members, organize meetings/events, participate in meetings and events- Not INV Related- Mercer Island, WA- Start Date 06/01/2016- 5hrs/mth- 5hrs during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-22 |
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