Benjamin Nels Bear

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 11/2024
  Pruco Securities, Llc.
  Bellevue, WA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Mercer Island, WA

Previous Registrations

• 2001-02-15 → 2024-11-14
  Pruco Securities, Llc.
  Mercer Island, WA
  Poulsbo, WA
  Bellevue, WA
  Mercer Island, WA

Other Businesses

1) 11/14/2024- National Association of Insurance & Financial Advisors- Non-Profit Board Member- Oversee one of the four regions in Washington State for NAIFA. Help recruit new members, organize meetings/events, participate in meetings and events- Not INV Related- Mercer Island, WA- Start Date 06/01/2016- 5hrs/mth- 5hrs during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  2000-12-22

Other Names

• Ben Bear