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Geovany R Cruz

J.P. Morgan Securities LLC

Aventura, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
FL RA APPROVED 2013-07-02
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • FL RA
    APPROVED
    Since 2013-07-02
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

20880 Biscayne Blvd, Aventura, FL 33180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Aventura FL 10/2012 Present
Jpmorgan Chase Bank, N.A. Aventura FL 04/2002 Present
Previous Registrations
  • 2004-02-06 → 2012-10-01
    Chase Investment Services Corp.
    Queens, NY
    Middle Village, NY
    Middle Village, NY
    Elmhurst, NY
    Elmhurst, NY
    Sunnyside, NY
    Woodside, NY
    Queens, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-05
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S65 Uniform Investment Adviser Law Examination
    2004-02-05
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03
Other Names
  • Geovany Rolando Cruz

View on SEC IAPD

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