Ernesto A. Chavez

Current Employers

Employment History

• 04/2001 → Present
  Ernesto Chavez
  Nogales, AZ
• 09/2015 → 02/2022
  Western International Securities, Inc.
  Pasadena, CA
• 02/2022 → Present
  Emerson Equity, Llc
  San Mateo, CA
• 01/2022 → Present
  Liden Financial, Llc
  Nogales, AZ

Previous Registrations

• 2015-10-19 → 2022-03-01
  Western International Securities, Inc.
  Westlake Village, CA
  Nogales, AZ
• 2014-10-08 → 2015-09-29
  J P Turner & Company Capital Management, Llc
  Nogales, AZ

Other Businesses

1)ERNESTO A. CHAVEZ, CPA-NOT INVESTMENT RELATED; 525 N. GRAND AVENUE, STE 5 NOGALES, AZ 85621; CPA-PREPAREE INDIVIDUAL AND BUSINESS INCOME TAX RETURNS. ASSIST CLIENTS WITH RECONCILLIATION OF THEIR INTERNAL ACCOUNTING SYSTEMS/ESTATE PLANNING ISSUES; NO HOURS DURING SECURITIES TRADING HOURS; 04/96 2)CAGE REAL ESTATE. LLC- INVESTMENT RELATED; 1461 N. INDUSTRIAL PARK DRIVE, NOGALES, AZ 85621; MANAGING MEMBER (1 OF 4 MEMBERS); RENTAL OF COMMERCIAL (WAREHOUSE) PROPERTY; BOOKKEEPING ASSOCIATED WITH THE RENTAL ACTIVITY. ACTIVITY IS MINIMAL WITH ONE RENT DEPOSIT PER MONTH AND ADMINISTRATIVE; NO HOURS DURING SECURITIES WORKING HOURS; 2/2014 3)JEM REAL ESTATE LLC- INVESTMENT RELATED; 869 N. GRAND AVENUE, NOGALES, AZ 85621; MANAGING MEMBER (1 OTHER MEMBER); COMMERCIAL PROPERTY RENTAL; COLLECTION OF MONTHLY RENTS AND CONTRACTING SUB-CONTRACTORS NEEDED FOR REPAIR AND/OR MAINTENANCE. NO HOURS DURING SECURITIES TRADING HOURS; 01/2019 4)ERNESTO A. CHAVEZ- INVESTMENT RELATED; 545 N. GRAND AVENUE, STE 5 NOGALES, AZ 85621; INSURANCE SALES OF FIXED INSURANCE PRODUCTS SUCH AS TERM AND INDEXED LIFE INSURANCE POLICIES; AGENT SALES OF FIXED INSURANCE PRODUCTS; NO HOURS DURING SECURITIES TRADING HOURS; 8/2010 5) LIDEN FINANCIAL,(DBA)-NOT INVESTMENT RELATED; 545 N GRAND AVENUE, STE 5 NOGALES, AZ 85621-MARKETING VEHICLE THROUGH WHICH INVESTMENT RELATED BUSINESS IS DONE WITH EMERSON EQUITY LLC-6.5 HOURS A DAY DURING SECURITIES TRADING HOURS; 01/2022

Exams

• S66 Uniform Combined State Law Examination
  2014-09-08
• S63 Uniform Securities Agent State Law Examination
  2001-02-01

Other Names

• Ernesto Chavez
• Ernesto A Chavez