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Xin Cheng Mai

Citigroup Global Markets Inc.

San Antonio, TX

Brooklyn, NY

Long Island City, NY

CRD 4315815

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States

Brooklyn, NY • United States

Citi Private Bank Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. New York NY 06/2009 Present
Citigroup Long Island City NY 12/2017 Present
  • 06/2009 → Present
    Scottrade, Inc.
    New York, NY
  • 12/2017 → Present
    Citigroup
    Long Island City, NY
Previous Registrations
  • 2017-07-11 → 2018-01-05
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-07
S63 Uniform Securities Agent State Law Examination 2001-04-20
  • S66 Uniform Combined State Law Examination
    2017-07-07
  • S63 Uniform Securities Agent State Law Examination
    2001-04-20
Other Names
  • Xincheng Mai
  • Nicholas Mai
  • Nick Mai
  • Xin Cheng Mai

View on SEC IAPD

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