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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-06-18
  • WA RA
    APPROVED
    Since 2018-06-18

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Ferndale, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 10/2007 06/2018
D.A. Davidson & Co. Seattle WA 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-09
  • S66 Uniform Combined State Law Examination
    2001-03-09

View on SEC IAPD

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