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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-04-14
TX RA APPROVED_RES 2004-04-12
  • TN RA
    APPROVED
    Since 2004-04-14
  • TX RA
    APPROVED_RES
    Since 2004-04-12

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 07/2000 Present
Bank Of America, N.A. Brentwood TN 05/2011 Present
Other Businesses

I*1949267, Entity Type: Charitable Name of OBA: Southall Church Address: Franklin, TN 37064 Investment Related: No Position, Title, Association: Committee Employee Start Date:08/21/2024 No Hours: 2 hrs monthly No Hours during trading: 2 hrs mthly Duties: Asked to be a member of the finance committee. This position is neither a board position nor an officer position. I will not have any access to funds. I will not hold any position that signs any documents. I will not hold any titles. The position has been explained to me as a long-term planning team that will help the Elders/staff (the decision makers) make long-term decisions for expansion, paying off debt, etc. I*3370289, Entity Type, Name of OBA: N. E. Address: Franklin Tennessee 37069 Investment Related: No Position, Title, Association: Power of AttorneyEmployee Start Date: 12/24/2025No Hours: 0 No Hours during trading: 0 Duties: I*3512265 Entity Type: Fiduciary role Name of OBA: J. T E. TTEE U/A DTD 12/09/2025 BY N E E Address: Franklin, Tennessee, 37069 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 01/12/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Trustee/Spouse I*4692308, Entity Type Entity Charitable, Name of OBA: Narrow Gate Foundation Address: Williamsport Tennessee 38487 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date:07/01/2026 No Hours: 1 monthly No Hours during trading: 0 Duties: Board members will provide counsel and leadership for the organization at the strategic level, not at the operational level. Each Board member is asked to be on a committee. I have been asked to be a member of the Finance committee. Finance committee member - ensure sustainability, oversee Narrow Gate giving, control expenses, and build reserves. There will not be any handling of organizational funds. There is a chairperson of this committee and I am not being asked to be that chairperson. Narrow Gate is a nonprofit organization dedicated to educating, inspiring, and empowering Christian discipleship. They equip and train young men, develop business discipleship platforms, and serve the Church locally and globally.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-05
  • S66 Uniform Combined State Law Examination
    2001-02-05

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