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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-13 |
Branch Locations
8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 02/2015 | 05/2022 |
| Bank Of America, N.A. | Austin | TX | 04/2015 | 05/2022 |
| Morgan Stanley Smith Barney Llc | Bee Cave | TX | 05/2022 | 04/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2022 | 07/2022 |
| Morgan Stanley Smith Barney Llc | Austin | TX | 04/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2022 | Present |
*503399 - Covenant Investments, LP; Investment related: Yes; Austin, Texas; Other; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 0; After business hours: 5; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-13 |
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