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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-03-31 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 05/2009 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 01/2014 | Present |
1. 08/08/2011 - OTHER-TAX PURPOSES ONLY - COX WEALTH MANAGEMENT, INC. - S CORP FOR TAX PURPOSES ONLY FOR LPL BUSINESS, NOT GIVEN PUBLICLY TO CLIENTS OR ADVERTISED. - LEXINGTON, KY 2. 04/25/2014 - KEYSTONE FINANCIAL GROUP - REGISTERED INVESTMENT ADVISOR - KEYSTONE FINANCIAL GROUP - TIME SPENT 50% - LEXINGTON, KY 3. 11/21/2014 - KEYSTONE FINANCIAL GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 80 HOURS PER MONTH - LEXINGTON, KY 4) 09/18/2017-Keystone Financial Group-Investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-start 04/01/2014-Hours per month 60/ hours during trading 7
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-02-09 |
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