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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-10-03
FL RA APPROVED 2018-03-09
  • VI RA
    APPROVED
    Since 2025-10-03
  • FL RA
    APPROVED
    Since 2018-03-09

Branch Locations

3011 Ponce De Leon Suite 1410, Coral Gables, FL 33134 • United States

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Guardian, Llc Miami FL 08/2012 06/2017
Kovack Securities, Inc. Fort Lauderdale FL 06/2017 02/2018
Insigneo Securities, Llc. Miami FL 02/2018 Present
Insigneo Advisory Services Miami FL 02/2018 Present
  • 08/2012 → 06/2017
    Capital Guardian, Llc
    Miami, FL
  • 06/2017 → 02/2018
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 02/2018 → Present
    Insigneo Securities, Llc.
    Miami, FL
  • 02/2018 → Present
    Insigneo Advisory Services
    Miami, FL
Previous Registrations
  • 2014-12-05 → 2018-02-12
    Capital Guardian Wealth Management, Llc
    Miami, FL
    Miami, FL
  • 2012-05-09 → 2017-06-28
    Coral Gables, FL
  • 2010-12-10 → 2012-09-06
    Miami, FL
    Lansing, MI
  • 2006-03-14 → 2010-08-27
    Banif Financial Services, Inc.
    Coral Gablese, FL
  • 2003-10-13 → 2005-03-04
    Banc Of America Investment Services, Inc.
    Miami, FL
  • 2003-07-01 → 2003-10-23
    Miami, FL
  • 2002-08-08 → 2003-07-01
    Prudential Equity Group, Llc
    Miami, FL
Other Businesses

1.INSIGNEO ADVISORY SERVICES - WORKS FOR AN AFFILIATED RIA AS FINANCIAL ADVISOR SINCE 02/2018; SPENDS APPROX. 150 HRS/MONTHLY. 2.PREMIER BROKERAGE SERVICES INC; ACQUIRED DIVERSIFIED UNDERWRITER SERVICES, INC, 1/2019; LOCATED AT: 1981 NW 88TH COURT, MIAMI, FL 33172. ASSOCIATED 05/31/13; 1 HOUR PER WEEK, OUTSIDE TRADING HOURS; COMPENSATION FOR SALE OF FIXED INSURANCE. 3.BRAZILIAN AMERICAN CHAMBER OF COMMERCE OF FLORIDA - MIAMI, FL - NON-PROFIT; VICE PRESIDENT; COMMITTEE PARTICIPANT; SPENDS APPROX. 5 HRS 4. PROTECTOR INTERNATIONAL SERVICES LLC_No investment related_Address: Miami FL_Nature: Protector role to supervise daily actions of the Trustee_Position: Director and shareholder_Start date: 01/2020_Devote 2 hrs/month and almost none only if necessary hrs/month during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-15
S66 Uniform Combined State Law Examination 2001-10-30
  • S63 Uniform Securities Agent State Law Examination
    2011-07-15
  • S66 Uniform Combined State Law Examination
    2001-10-30
Other Names
  • David Azambuja
  • Luiz David Azambuja
  • Luiz David Xavier Azambuja

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