Christy Leigh Cole

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → Present
  Merrill Lynch
  Nashville, TN
• 12/2009 → Present
  Bank Of America, Na
  Nashville, TN

Other Businesses

I*76469 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY FARM INVESTMENT RELATED: N ADDRESS OF BUSINESS: PARIS, TENNESSEE 38242 NATURE OF BUSINESS: OTHER,1/2 UNDIVIDED OUTRIGHT OWNERSHIP INTEREST POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/27/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 1/2 UNDIVIDED INTEREST IN A FAMILY FARM (590 ACRES) IN HENRY COUNTY TN DEVOTED TO FORRESTRY. I*120692 For profit or not for profit: Non-Profit Organization Name of outside business organization: YMCA Middle TN Camp Widiji Board Investment related: N Address of business: Nashville, Tennessee 37203 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Board fro YMCA Camp Widiji General Board Activiites I*120697 For profit or not for profit: Non-Profit Organization Name of outside business organization: Leukemia and Lymphoma Society of Middle Tn Investment related: N Address of business: Nashville, Tennessee 37205 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 15 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Board Member

Exams

• S66 Uniform Combined State Law Examination
  2001-07-02

Other Names

• Christy Leigh Cole