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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-05-26
TX RA APPROVED_RES 2001-07-03
  • TN RA
    APPROVED
    Since 2004-05-26
  • TX RA
    APPROVED_RES
    Since 2001-07-03

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Nashville TN 11/2000 Present
Bank Of America, Na Nashville TN 12/2009 Present
  • 11/2000 → Present
    Merrill Lynch
    Nashville, TN
  • 12/2009 → Present
    Bank Of America, Na
    Nashville, TN
Other Businesses

I*76469 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY FARM INVESTMENT RELATED: N ADDRESS OF BUSINESS: PARIS, TENNESSEE 38242 NATURE OF BUSINESS: OTHER,1/2 UNDIVIDED OUTRIGHT OWNERSHIP INTEREST POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/27/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 1/2 UNDIVIDED INTEREST IN A FAMILY FARM (590 ACRES) IN HENRY COUNTY TN DEVOTED TO FORRESTRY. I*120692 For profit or not for profit: Non-Profit Organization Name of outside business organization: YMCA Middle TN Camp Widiji Board Investment related: N Address of business: Nashville, Tennessee 37203 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Board fro YMCA Camp Widiji General Board Activiites I*120697 For profit or not for profit: Non-Profit Organization Name of outside business organization: Leukemia and Lymphoma Society of Middle Tn Investment related: N Address of business: Nashville, Tennessee 37205 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 15 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-02
  • S66 Uniform Combined State Law Examination
    2001-07-02
Other Names
  • Christy Leigh Cole

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