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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-05-26 |
| TX | RA | APPROVED_RES | 2001-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Nashville | TN | 11/2000 | Present |
| Bank Of America, Na | Nashville | TN | 12/2009 | Present |
I*76469 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY FARM INVESTMENT RELATED: N ADDRESS OF BUSINESS: PARIS, TENNESSEE 38242 NATURE OF BUSINESS: OTHER,1/2 UNDIVIDED OUTRIGHT OWNERSHIP INTEREST POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/27/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 1/2 UNDIVIDED INTEREST IN A FAMILY FARM (590 ACRES) IN HENRY COUNTY TN DEVOTED TO FORRESTRY. I*120692 For profit or not for profit: Non-Profit Organization Name of outside business organization: YMCA Middle TN Camp Widiji Board Investment related: N Address of business: Nashville, Tennessee 37203 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Board fro YMCA Camp Widiji General Board Activiites I*120697 For profit or not for profit: Non-Profit Organization Name of outside business organization: Leukemia and Lymphoma Society of Middle Tn Investment related: N Address of business: Nashville, Tennessee 37205 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 15 hour(s) Annually Number of hours devoted during trading hours: 4 Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-02 |
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