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Current Employers
Pinnacle Investments, Llc

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-05
MO RA APPROVED 2024-10-03
FL RA APPROVED 2021-03-09
  • AL RA
    APPROVED
    Since 2026-01-05
  • MO RA
    APPROVED
    Since 2024-10-03
  • FL RA
    APPROVED
    Since 2021-03-09

Branch Locations

7601 North Federal Highway Suite 125B, Boca Raton, FL 33487 • United States

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dawson James Securities Inc. Boca Raton FL 01/2012 03/2019
Dawson James Asset Management Boca Raton FL 01/2012 03/2019
Pinnacle Investments, Llc Syracuse NY 03/2019 Present
  • 01/2012 → 03/2019
    Dawson James Securities Inc.
    Boca Raton, FL
  • 01/2012 → 03/2019
    Dawson James Asset Management
    Boca Raton, FL
  • 03/2019 → Present
    Syracuse, NY
Previous Registrations
  • 2012-01-20 → 2015-08-13
    Boca Raton, FL
  • 2010-03-16 → 2011-12-31
    Investors Capital Corp.
    Lynnfield, MA
    Gilford, NH
    Boca Raton, FL
    Gilford, NH
Other Businesses

"Just-In Tyme Cardz, LLC", Non-Investment Related, "19480 Hampton Dr., Boca Raton, FL, 33434, ", selling trading cards online, AMBR - Authorized Member, Start Date 6/19/2026, 0 hours per month, 0 hours per month during trading hours, Other Compensation Paul is a 50% owner in the business and is not involved with the day to day operations of the business TLFL Davie, LLC. - Non-Investment Related - 914 SW 7th St, Boca Raton, FL 33486 - LLC for the sole purpose of managing expenses for a rental property - Managing Member - Start Date 7/26/18 - 0 hours per month (management company was hired to manage the property) and 0 hours during market hours - Account to manage expenses for rental property. Robert Scott Financial / Sole Prop. Non-investment related. Set up to pay sales assistant and office expenses. 7601 NORTH FEDERAL HIGHWAYSUITE 125B BOCA RATON, FL 33487. 0 hours per month during trading hours. 4 hours per month during non trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-28
S66 Uniform Combined State Law Examination 2009-08-14
S63 Uniform Securities Agent State Law Examination 2001-01-16
  • S65 Uniform Investment Adviser Law Examination
    2020-10-28
  • S66 Uniform Combined State Law Examination
    2009-08-14
  • S63 Uniform Securities Agent State Law Examination
    2001-01-16
Designations

View on SEC IAPD

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