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5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-05 |
| MO | RA | APPROVED | 2024-10-03 |
| FL | RA | APPROVED | 2021-03-09 |
Branch Locations
7601 North Federal Highway Suite 125B, Boca Raton, FL 33487 • United States
5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dawson James Securities Inc. | Boca Raton | FL | 01/2012 | 03/2019 |
| Dawson James Asset Management | Boca Raton | FL | 01/2012 | 03/2019 |
| Pinnacle Investments, Llc | Syracuse | NY | 03/2019 | Present |
"Just-In Tyme Cardz, LLC", Non-Investment Related, "19480 Hampton Dr., Boca Raton, FL, 33434, ", selling trading cards online, AMBR - Authorized Member, Start Date 6/19/2026, 0 hours per month, 0 hours per month during trading hours, Other Compensation Paul is a 50% owner in the business and is not involved with the day to day operations of the business TLFL Davie, LLC. - Non-Investment Related - 914 SW 7th St, Boca Raton, FL 33486 - LLC for the sole purpose of managing expenses for a rental property - Managing Member - Start Date 7/26/18 - 0 hours per month (management company was hired to manage the property) and 0 hours during market hours - Account to manage expenses for rental property. Robert Scott Financial / Sole Prop. Non-investment related. Set up to pay sales assistant and office expenses. 7601 NORTH FEDERAL HIGHWAYSUITE 125B BOCA RATON, FL 33487. 0 hours per month during trading hours. 4 hours per month during non trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-28 |
| S66 | Uniform Combined State Law Examination | 2009-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-16 |
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