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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-02-03
PA RA APPROVED 2024-05-17
TX RA APPROVED 2024-05-17
  • MD RA
    APPROVED
    Since 2026-02-03
  • PA RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-17

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

165 Pottstown Pike, Chester Springs, PA 19425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Solutions Llc Exton PA 11/2015 05/2024
Mutual Securities, Inc. Camarillo CA 11/2015 12/2017
Modern Wealth Management Lenexa KS 05/2024 Present
  • 11/2015 → 05/2024
    Wealth Management Solutions Llc
    Exton, PA
  • 11/2015 → 12/2017
    Mutual Securities, Inc.
    Camarillo, CA
  • 05/2024 → Present
    Modern Wealth Management
    Lenexa, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-23
  • S66 Uniform Combined State Law Examination
    2009-12-23
Designations
Other Names
  • Tanu Happonen

View on SEC IAPD

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