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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-03 |
| CA | RA | APPROVED | 2023-11-03 |
| CO | RA | APPROVED | 2023-11-03 |
| FL | RA | APPROVED | 2023-11-03 |
| GA | RA | APPROVED | 2023-11-03 |
| IL | RA | APPROVED | 2023-11-03 |
| ME | RA | APPROVED | 2023-11-03 |
| MD | RA | APPROVED | 2023-11-03 |
| MI | RA | APPROVED | 2023-11-03 |
| NV | RA | APPROVED | 2023-11-03 |
| OK | RA | APPROVED | 2023-11-03 |
| SD | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
611 South Congress Avenue Suite 440, Austin, TX 78704 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Austin | TX | 04/2005 | Present |
| Danny Lacey Services | Austin | TX | 03/2006 | Present |
| Fsc Securities Corpoation Ria | Atlanta | GA | 04/2005 | 11/2023 |
| Kramer Financial | Austin | TX | 04/2005 | Present |
| Osaic Wealth, Inc. | Austin | TX | 11/2023 | Present |
1. DANNY LACEY FINANCIAL SERVICES - TAX SERVICES POSITION: Other - Tax Preparer NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 611 S. Congress Ave, Suite 440 Austin, TX 78704, Suite 440, Austin TX 78704, United States 2. KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 02/01/2001 ADDRESS: 611 S. Congress Ave, Suite 440, Austin TX 78704, United States DESCRIPTION: Partner of Kramer Financial LLC. Rep Code W4G 3. DANNY LACEY - INSURANCE POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2001 ADDRESS: 611 S. Congress Ave, Suite 440, Austin TX 78704, United States DESCRIPTION: Provide recommendations on life insurance products - traditional products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-07 |
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