Fwu-Chian Tsai

Current Employers

Employment History

• 01/1991 → Present
  Lotus Accountancy Company
  Rosemead, CA
• 05/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2007 → Present
  El Mirage, Llc
  Hacienda Heights, CA

Previous Registrations

• 2001-07-30 → 2004-11-01
  Genworth Financial Planning Corporation
  Rosemead, CA

Other Businesses

1) ETCI-351 S. GREENWOOD AVE, PASEDENA, CA 91107 MARKET CONSULTING FIRM-PRESIDENT SINCE 99-20 HR/MO-I PROVIDE THE CONSULTING SERVICES-THE BUSINESS IS NOT INVESTMENT RELATED. 2 )NAME OF OTHER BUSINESS: LOTUS ACCOUNTANCY COMPANY ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA FIRM ; START DATE: 01/1991 ; POSITION/TITLE/RELATIONSHIP: OWNER / CPA APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: BOOKKEEPING, TAX PREPARATION, CONSULTATION ON BUSINESS MANAGEMENT, ACCOUNTING SOFTWARE TRAINING, AND TAX PLANNING . LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 3) REAL ESTATE BROKER & MORTGAGE LOAN AGENT-SOLE OWNER SINCE 03-5HR/WK; 4)HEALTH INS-OWNER SINCE 03-INSURANCE-1/4HR/WK.; 5) EL MIRAGE INVESTMENT LLC, INVESTOR IN REAL ESTATE, HACIENDA HEIGHTS, CA 4) NAME OF OTHER BUSINESS: EL MIRAGE, LLC, INVESTMENT RELATED: NO, ADDRESS: 3113 AZARIA AVE, HACIENDA HEIGHTS, CA, 91745 NATURE OF BUSINESS: REAL ESTATE, START DATE: 05/2007, POSITION/TITLE/RELATIONSHIP: INVESTOR/PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PART OWNER OF VACANT LOT;

Exams

• S66 Uniform Combined State Law Examination
  2001-01-15