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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-16
TX RA APPROVED 2026-01-16
  • PA RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED
    Since 2026-01-16

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 09/2007 Present
Qvc West Chester PA 08/2005 11/2019
Vanguard Marketing Corporation Malvern PA 09/2007 Present
Vanguard Advisers, Inc. Malvern PA 01/2026 Present
  • 09/2007 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2005 → 11/2019
    Qvc
    West Chester, PA
  • 09/2007 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 01/2026 → Present
    Malvern, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-11
S63 Uniform Securities Agent State Law Examination 2007-10-10
  • S66 Uniform Combined State Law Examination
    2019-12-11
  • S63 Uniform Securities Agent State Law Examination
    2007-10-10
Other Names
  • Traci M Butcher

View on SEC IAPD

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