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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-17
  • GA RA
    APPROVED
    Since 2023-07-17

Branch Locations

94 Academy Street, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Atlanta GA 06/2014 07/2023
Wells Fargo Advisors Financial Network, Llc Alpharetta GA 07/2023 Present
Previous Registrations
Other Businesses

JBC GREENPOINT LLC; INV RELATED; ALPHARETTA, GA; 100% OWNERSHIP; START 07/13/2023; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-07
  • S66 Uniform Combined State Law Examination
    2009-01-07
Other Names
  • Glenn S Frank

View on SEC IAPD

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