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Richard D. Mutchler

Ameriprise Financial Services, LLC

South Williamsport, PA

Mifflinburg, PA

Montoursville, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
PA RA APPROVED 2012-10-03
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • PA RA
    APPROVED
    Since 2012-10-03

Branch Locations

407 W Southern Ave, South Williamsport, PA 17702-7220 • United States

242 East Market Street, Mifflinburg, PA 17844 • United States

Montoursville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. South Williamsport PA 10/2012 03/2020
Ameriprise Financial Services, Llc South Williamsport PA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 1237 Memorial Avenue, Williamsport, PA 17701, ,; Not Investment-Related; 08/01/2012 / Multi-Family; 624 6th Avenue, Williamsport, PA, ,; Not Investment-Related; 09/10/2012 / Multi-Family; 629 East Main StreetLock Haven, PA, ,; Not Investment-Related; 07/01/2008 / Multi-Family; 328/330 Hill StreetWilliamsport, PA 17702, ,; Not Investment-Related; 07/01/2008 / Commercial; 407 West Southern AvenueSouth Williamsport, PA 17701, ,; Not Investment-Related; 06/21/2013 / Multi-Family; 1020 West Fourth Street, , Williamsport, PA, 17701; Investment-Related; 01/17/2025 / Multi-Family; 743 & 745 West 3rd Street, , Williamsport, PA, 17701; Not Investment-Related; 08/16/2025. Business Ownership; Percy and Southern, LLC; Maintenance, Accounting review; Real Estate Ownership; 407 West Southern Avenue, , South Williamsport, PA, 17702; Not Investment-Related; 06/21/2013; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Valley View Nursing Home; Member; 2140 Warrensville Road, , Montoursville, PA, 17754; Not Investment-Related; 02/28/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-12
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S65 Uniform Investment Adviser Law Examination
    2001-07-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22

View on SEC IAPD

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JANNEY MONTGOMERY SCOTT LLC · WILLIAMSPORT, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILLIAMSPORT, PA
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