Kathryn L. Coleman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → Present
  Raymond James Financial Services, Inc.
  Indianapolis, IN
• 03/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Indianapolis, IN
• 04/2008 → 03/2022
  Raymond James & Associates, Inc.
  Fishers, IN

Previous Registrations

• 2008-04-21 → 2022-03-23
  Raymond James & Associates, Inc.
  Indianapolis, IN
• 2001-05-01 → 2008-03-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(1)Name of Business: Covert Wealth Management Group, LLC Address: 9840 Westpoint Dr Ste 250, Indianapolis, IN, 46256-3371, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/09/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide Client Associate and Financial Advisor support to the Owner/Advisor (2)Name of Business: Covert Wealth Management LLC Address: 9840 Westpoint Dr Ste 250, Indianapolis, IN, 46256-3371, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/04/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 100% Owner of LLC for purposes of running my book of business with RJFS-ICD.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-16

Other Names

• Kathy Coleman
• Kathryn L Coleman