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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-02-21 |
Branch Locations
202 Carnegie Ctr Ste 201, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Viren Sanghvi, Cpa | Kendall Park | NJ | 01/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/2000 | Present |
| Thomas Gallina | Princeton | NJ | 02/2010 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-07 |
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