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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-07-10 |
Branch Locations
191 Merrimack St Ste 206, Haverhill, MA 01830 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enel North America | Andover | MA | 11/2008 | 07/2025 |
| Next Financial Group, Inc | Houston | TX | 11/2012 | 07/2025 |
| Lpl Financial Llc | Haverhill | MA | 07/2025 | Present |
1- 07/2025 - Regan & Thornton Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 06/18/2013 - 170 hours per month/ 143 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-27 |
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