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Joanne Sue Leach

Wells Fargo Clearing Services, LLC

Eureka, CA

Santa Rosa, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-06
CA RA APPROVED 2013-10-24
  • TX RA
    APPROVED_RES
    Since 2025-08-06
  • CA RA
    APPROVED
    Since 2013-10-24

Branch Locations

318 Fifth St, Eureka, CA 95501 • United States

3700 Old Redwood Hwy Ste 108, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Clarita CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Clarita CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-24
S63 Uniform Securities Agent State Law Examination 2003-02-04
  • S65 Uniform Investment Adviser Law Examination
    2013-10-24
  • S63 Uniform Securities Agent State Law Examination
    2003-02-04
Other Names
  • Joanne Sue Marquez
  • Joanne Willkomm
  • Joanne Sue Willkomm
  • Joanne Sue Leach

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Eureka, CA
EDWARD JONES · EUREKA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Eureka, CA
EDWARD JONES · EUREKA, CA
STONEX ADVISORS INC. · Eureka, CA
PROSPERA FINANCIAL SERVICES, INC. · EUREKA, CA
PREMIER FINANCIAL GROUP INC · EUREKA, CA
WELLS FARGO CLEARING SERVICES, LLC · EUREKA, CA

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