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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-02 |
| WA | RA | APPROVED | 2009-03-19 |
Branch Locations
15130 Main St Suite 200, Mill Creek, WA 98012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Mill Creek | WA | 02/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Mill Creek | WA | 03/2009 | Present |
(1)Name of Business: Undseth Financial Inc. Address: 15130 Main St Ste 200, Mill Creek, WA, 98012, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/22/2011 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my support company for my RJFS Practice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-22 |
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