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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Cary | NC | 07/2015 | 09/2023 |
| Charles Schwab & Co., Inc. | Cary | NC | 08/2023 | Present |
| Charles Schwab Bank, Ssb | Cary | NC | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-02 |
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