Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-13 |
| MI | RA | APPROVED | 2025-08-20 |
| NC | RA | APPROVED | 2025-02-14 |
| NY | RA | APPROVED | 2025-02-13 |
| FL | RA | APPROVED | 2025-01-08 |
| PA | RA | APPROVED | 2025-01-07 |
| NJ | RA | APPROVED | 2024-12-05 |
Branch Locations
1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States
Holmdel, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smallwood Wealth Management | Red Bank | NJ | 10/2014 | 07/2021 |
| Guardian Life Insurance Company | Shrewsbury | NJ | 07/2021 | Present |
| Park Avenue Securities | Shrewsbury | NJ | 09/2023 | Present |
| Guardian Life Insurance Company | Holmdel | NJ | 06/2024 | Present |
| Park Avenue Securities | Holmdel | NJ | 06/2024 | Present |
1. Woman's Club of Red Bank, Board of Directors, Start: 02/06/2024, Address: 164 Broad St, Red Bank, NJ 07701, 8 total hours per month, 1 during securities trading hours, No annual compensation, Not investment related, 2. Director Consultant BNI - Business Networking International, Start: 06/11/2024, Address: 11525 North Community House Road, Suite 475, Charlotte, NC 28277, 10 total hours per month, 1 during securities trading hours, No annual compensation, Not investment related, 3. Ash Brokerage-Insurance other than Guardian, Start: 08/1/2025, Address: 1040 Broad Street Suite 202 Shrewsbury NJ 07702, 3 total hours per month, 3 during securities trading hours, Investment Related, >10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-04 |
Reach out to this advisor