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Kevin Jerome Lacey

Cetera Investment Advisers LLC

Hoover, AL

Mccalla, AL

CRD 4308022

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2014-01-29
  • AL RA
    APPROVED
    Since 2014-01-29

Branch Locations

2050 Parkway Office Circle 4Th Fl, Hoover, AL 35244 • United States

Mccalla, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Birmingham AL 10/2013 Present
Cetera Investment Services Llc St.CLoud MN 01/2014 Present
Cetera Investment Advisors Llc Saint Cloud MN 01/2014 Present
  • 10/2013 → Present
    Regions Bank
    Birmingham, AL
  • 01/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 01/2014 → Present
    Cetera Investment Advisors Llc
    Saint Cloud, MN
Previous Registrations
  • 2012-12-19 → 2013-09-27
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
  • 2007-02-21 → 2012-12-10
    Morgan Keegan & Company, Llc
    Birmingham, AL
    Mountain Brook, AL
    Memphis, TN
Other Businesses

1.)COMPLIANCE AND LEGAL WORK RELATED TO BANK PRODUCTS. SALARIED POSITION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-10
  • S66 Uniform Combined State Law Examination
    2005-05-10
Other Names
  • Kevin J Lacey

View on SEC IAPD

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Nearby Investors

CHARLES RADFORD ANDREWS
ALLISON COOK
NICHOLAS J GARDNER

Nearby Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · HOOVER, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Birmingham, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hoover, AL

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