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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Atlanta | GA | 04/2016 | 09/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 09/2017 |
| First National Bank Of Pa | Mooresville | NC | 09/2017 | 05/2024 |
| Cetera Investment Services Llc | Registered Representative | MN | 01/2018 | 05/2024 |
| Cetera Investment Advisers Llc | Mooresville | NC | 01/2018 | 05/2024 |
| United Community Bank | Cornelius | NC | 05/2024 | Present |
| Lpl Financial | Cornelius | NC | 08/2024 | Present |
1- 08/06/2024 / United Community Advisory / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 08/06/2024 / United Community Bank / Financial Institution Duty / Regional Director Private Banking SVP/ Investment Related / 160 hrs mth / 40 hrs during trading / At Reported Business Location(s) / Start date: 05/28/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-28 |
| S66 | Uniform Combined State Law Examination | 2001-01-26 |
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